Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William C CarlisleCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Kayla Renee CarpentieriCambridge Investment Research, Inc.Park Avenue Securities LLC07-03-2018
Lynn Mary McCartyCambridge Investment Research, Inc.Nationwide Securities, LLC07-02-2018
Samuel Shane GardnerCambridge Investment Research, Inc.Thrivent Investment Management Inc.07-02-2018
Craig A. MooreCambridge Investment Research, Inc.PNC Investments$1706-29-2018
Curtis Wilson DiazCambridge Investment Research, Inc.Strategic Advisers LLC06-27-2018
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Frank Kenneth GrabuskiCambridge Investment Research, Inc.The Wharton Advisory Group, LLC$25006-22-2018
Jennifer Michelle RomanoCambridge Investment Research, Inc.Pruco Securities, LLC.06-21-2018
Jeffery Wayne KestingCambridge Investment Research, Inc.Cetera Advisor Networks LLC$1006-14-2018
Keith Bernard DowneyCambridge Investment Research, Inc.Kestra Investment Services, LLC$5006-11-2018
Kevin Anthony MartinCambridge Investment Research, Inc.Scottrade, Inc.06-11-2018
Melodie Marie DavisCambridge Investment Research, Inc.Kestra Investment Services, LLC06-11-2018
Patrick RogersCambridge Investment Research, Inc.PFS Investments Inc.06-11-2018
Nicholas Richard OglesbyCambridge Investment Research, Inc.J.W. Cole Financial, Inc.$2506-07-2018
Hayden S. PetersonCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC06-05-2018
Daniel Justin DunnCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.$15006-01-2018
Kevin Royce WagnerCambridge Investment Research, Inc.Nationwide Securities, LLC06-01-2018
James Bowen LathamCambridge Investment Research, Inc.Nationwide Securities, LLC$5006-01-2018
Jasen Allen HedrickCambridge Investment Research, Inc.Nationwide Securities, LLC06-01-2018
Samuel Thomas SchuetteCambridge Investment Research, Inc.Scottrade, Inc.06-01-2018
Blake Charles KnoefelCambridge Investment Research, Inc.Hornor, Townsend & Kent, LLC06-01-2018
George Lawrence McReynolds Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2705-31-2018
Chee Chung HonCambridge Investment Research, Inc.U.S. Bancorp Investments, Inc.05-23-2018
Jason Robert MathisCambridge Investment Research, Inc.Raymond James Financial Services, Inc.05-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.