Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Peter Pagano SrCambridge Investment Research, Inc.FSC Securities Corporation01-02-2019
Erik George FordCambridge Investment Research, Inc.1st Global Advisors Inc$5010-01-2018
Daniel Steven LeonardCambridge Investment Research, Inc.LPL Financial LLC$5008-07-2018
Matthew Alan GreerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.08-02-2018
Lynn Mary McCartyCambridge Investment Research, Inc.Nationwide Securities, LLC07-02-2018
Joseph Peter VelezCambridge Investment Research, Inc.Sequoia Wealth Management, LLC$1,00005-04-2018
Kathy Ann MerrittCambridge Investment Research, Inc.LPL Financial LLC05-04-2018
James K LancasterCambridge Investment Research, Inc.Alera Investment Advisors, LLC05-02-2018
Thomas Phillip BoggessCambridge Investment Research, Inc.ProEquities, Inc.04-02-2018
Bruce RosenbergCambridge Investment Research, Inc.TSFG, LLC$5003-28-2018
John Jason BittenbinderCambridge Investment Research, Inc.TSFG, LLC$5003-28-2018
Christopher Aaron RobertsCambridge Investment Research, Inc.TSFG, LLC$5003-28-2018
Jason Moore SeldomridgeCambridge Investment Research, Inc.LPL Financial LLC03-28-2018
Mark GandorCambridge Investment Research, Inc.TSFG, LLC03-28-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.