Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank MartinoCambridge Investment Research, Inc.Woodbury Financial Services, Inc.12-13-2018
Evan Marc FinkelsteinCambridge Investment Research, Inc.Philadelphia Investors, Ltd.11-30-2018
Mary Ellen WagnerCambridge Investment Research, Inc.Summit Group Retirement Planners, Inc.$5010-17-2018
Max Richard House Jr.Cambridge Investment Research, Inc.Trustmont Financial Group, Inc.10-12-2018
Donald Michael HealeyCambridge Investment Research, Inc.Signator Investors, Inc.$10007-24-2018
Donald Arthur ScarazzoCambridge Investment Research, Inc.Signator Investors, Inc.07-24-2018
Donald M. Healey Jr.Cambridge Investment Research, Inc.Signator Investors, Inc.07-24-2018
Craig A. MooreCambridge Investment Research, Inc.PNC Investments$1706-29-2018
Frank Kenneth GrabuskiCambridge Investment Research, Inc.The Wharton Advisory Group, LLC$25006-22-2018
George Lawrence McReynolds Jr.Cambridge Investment Research, Inc.Commonwealth Financial Network$2705-31-2018
Jason Robert MathisCambridge Investment Research, Inc.Raymond James Financial Services, Inc.05-22-2018
Michael D. EardleyCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$5004-30-2018
Eric D. GilroyCambridge Investment Research, Inc.Nationwide Securities, LLC04-18-2018
Jeffrey Allen MillsCambridge Investment Research, Inc.Waddell & Reed$10004-06-2018
Dana Michael DunnCambridge Investment Research, Inc.MML Investors Services, LLC$1602-26-2018
Matthew Gates GeerCambridge Investment Research, Inc.LPL Financial LLC02-20-2018
Stephen Ray LewisCambridge Investment Research, Inc.Stifel, Nicolaus & Company, Incorporated$2802-02-2018
Charles Ronald Houser Jr.Cambridge Investment Research, Inc.Beaconsfield Financial Services, Inc.01-11-2018

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.