Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Andre W FixCetera Investment Services LLCCUNA Brokerage Services, Inc.$15012-03-2018
Jonathan David GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
Nicholas Daniel Manukas Jr.Cetera Investment Services LLCUSAA Investment Management Company$5011-13-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Sharon Elise HammerCetera Investment Services LLCMutual Securities, Inc.$25010-30-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
William Joseph WintersCetera Investment Services LLCSorrento Pacific Financial, LLC10-09-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Thomas Scott TatomCetera Investment Services LLCInstitutional Securities Corporation10-01-2018
Michael John CastleCetera Investment Services LLCVisionPoint Advisory Group$109-28-2018
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
John Gregory HolmesCetera Investment Services LLCHornor, Townsend & Kent, LLC09-11-2018
Duran Fabre AllenCetera Investment Services LLCVALIC Financial Advisors, Inc.$109-04-2018
Stephan Makary PittsCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.$108-27-2018
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
Jeffrey Bruce SchneiderCetera Investment Services LLCInfinex Investments, Inc.$2508-13-2018
Jonathan Eugene AndersonCetera Investment Services LLCThe Leaders Group, Inc.08-13-2018
Ruth Hansuk WattsCetera Investment Services LLCLPL Financial LLC08-10-2018
Gregory Scott Griffith Sr.Cetera Investment Services LLCCambridge Investment Research, Inc.08-02-2018
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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