Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Javier E. Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
John Edmund YannickCetera Investment Services LLCAmerican Portfolios Financial Services, Inc.$1005-01-2018
William Ronald AbellCetera Investment Services LLCAmeriprise Financial Services, LLC09-11-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, LLC08-27-2018
Darrell Ross AveryCetera Investment Services LLCAmeriprise Financial Services, LLC$10004-11-2018
Andrew John FlissCetera Investment Services LLCAXA Advisors, LLC03-29-2018
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Eduardo Ortega-SierraCetera Investment Services LLCAXA Advisors, LLC02-07-2018
Robert LaneCetera Investment Services LLCAXA Advisors, LLC02-01-2018
Tredrick Jermaine GipsonCetera Investment Services LLCAXA Advisors, LLC01-12-2018
Edward Earl Burchfield Jr.Cetera Investment Services LLCBankers Life Securities, Inc.10-29-2018
James Alex LancasterCetera Investment Services LLCBB&T Investment Services, Inc.02-27-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Alyssa Marie ProctorCetera Investment Services LLCBB&T Securities, LLC07-30-2018
Jeff L. KnoxCetera Investment Services LLCBB&T Securities, LLC02-12-2018
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Valerie Gayle LoganCetera Investment Services LLCBBVA Securities Inc.01-31-2018
Gregory Scott GriffithCetera Investment Services LLCCambridge Investment Research, Inc.$5008-02-2018
Keith Miki ZuckerbergCetera Investment Services LLCCapital One Investing, LLC09-24-2018
Jun Michael TangCetera Investment Services LLCCapital One Investing, LLC06-28-2018
Gregory Allan CorsoCetera Investment Services LLCCapital One Investing, LLC05-08-2018
Christopher Alan SheltonCetera Investment Services LLCCetera Investment Services LLC09-06-2018
Jason Dimitri NicoloffCetera Investment Services LLCCetera Investment Services LLC08-03-2018
Brenda Elizabeth CaballeroCetera Investment Services LLCCetera Investment Services LLC05-02-2018
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.