Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Javier E. Pascual ImbertCetera Investment Services LLCAegis Capital Corp.03-21-2018
Benjamin Giles GrahamCetera Investment Services LLCAmeriprise Financial Services, Inc.08-27-2018
Darrell Ross AveryCetera Investment Services LLCAmeriprise Financial Services, Inc.$10004-11-2018
Derek Gates DieterichCetera Investment Services LLCAspire Private Wealth Counsel, LLC$2505-04-2018
David Alan PritchardCetera Investment Services LLCAXA Advisors, LLC03-08-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Keith Miki ZuckerbergCetera Investment Services LLCCapital One Investing, LLC$5009-24-2018
Jun Michael TangCetera Investment Services LLCCapital One Investing, LLC06-28-2018
Brett Michael D'AlessandroCetera Investment Services LLCCapital One Investing, LLC03-27-2018
Jill Denise SillCetera Investment Services LLCCommonwealth Financial Network09-24-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Andre W. FixCetera Investment Services LLCCUNA Brokerage Services, Inc.12-03-2018
Ralph Earl WagnerCetera Investment Services LLCCUNA Brokerage Services, Inc.11-05-2018
John Fitzgerald GreccoCetera Investment Services LLCCUNA Brokerage Services, Inc.09-17-2018
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Cameron Lee PageCetera Investment Services LLCEdward Jones04-05-2018
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
John Gregory HolmesCetera Investment Services LLCHornor, Townsend & Kent, LLC09-11-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Jonathan D GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
Jeffrey Bruce SchneiderCetera Investment Services LLCInfinex Investments, Inc.$2508-13-2018
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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