Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Michael DuvallCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Andrew Richard StaleyCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Michal Bernice SlateCetera Investment Services LLCCUSO Financial Services, L.P.$15001-11-2019
Christopher James DebeikesCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Keffe Brian DillonCetera Investment Services LLCCUSO Financial Services, L.P.01-11-2019
Anna Huiping L LiCetera Investment Services LLCBBVA Securities Inc.01-09-2019
Alfredo G. ZunigaCetera Investment Services LLCPNC Investments01-08-2019
Linda Maureen MackCetera Investment Services LLCSantander Securities LLC01-07-2019
Adriane E BaileyCetera Investment Services LLCFarmers Financial Solutions, LLC01-02-2019
Robert Gregory HubbardCetera Investment Services LLCVALIC Financial Advisors, Inc.12-17-2018
Scott Takashi IshikawaCetera Investment Services LLCTD Ameritrade, Inc.$2512-13-2018
Weina HouCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Andre W. FixCetera Investment Services LLCCUNA Brokerage Services, Inc.$15012-03-2018
Linxin ChenCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Jonathan D GinsburghCetera Investment Services LLCInfinex Investments, Inc.11-19-2018
Brian Michael NeylandCetera Investment Services LLCLPL Financial LLC$2511-15-2018
Nicholas Daniel Manukas Jr.Cetera Investment Services LLCUSAA Investment Management Company11-13-2018
Ralph Earl WagnerCetera Investment Services LLCCUNA Brokerage Services, Inc.11-05-2018
Andrea Donelle DekochCetera Investment Services LLCBBVA Securities Inc.$2511-02-2018
Jeremy Niles LoftisCetera Investment Services LLCRaymond James Financial Services, Inc.11-02-2018
Sharon E. HammerCetera Investment Services LLCKelman Lazarov Inc10-30-2018
Edward Earl Burchfield Jr.Cetera Investment Services LLCBankers Life Securities, Inc.10-29-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Mary Ann PervisCetera Investment Services LLCTD Ameritrade, Inc.10-26-2018
Christian Coe Merritt IIICetera Investment Services LLCBB&T Securities, LLC10-26-2018
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.