Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tredrick Jermaine GipsonCetera Investment Services LLCAXA Advisors, LLC01-12-2018
Kory Wayne DotyCetera Investment Services LLCWoodbury Financial Services, Inc.01-12-2018
Jared Edward NewmanCetera Investment Services LLCSunTrust Investment Services, Inc.01-12-2018
Nicholas Thomas PoulosCetera Investment Services LLCSorrento Pacific Financial, LLC$50001-16-2018
Michael Y. HatchellCetera Investment Services LLCLPL Financial LLC01-19-2018
Maikel CotrinaCetera Investment Services LLCSantander Securities LLC01-19-2018
Steve Tzu YoungCetera Investment Services LLCUnionBanc Investment Services, LLC01-26-2018
Ryan Curtis LawsonCetera Investment Services LLCOneAmerica Securities, Inc.01-29-2018
Valerie Gayle LoganCetera Investment Services LLCBBVA Securities Inc.$10001-31-2018
Byron Kent BryantCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2018
Robert LaneCetera Investment Services LLCAXA Advisors, LLC02-01-2018
Jonathan OcampoCetera Investment Services LLCSantander Securities LLC02-02-2018
Varsha H PatelCetera Investment Services LLCINVEST Financial Corporation02-05-2018
Ginger Kay AdamsCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-07-2018
Eduardo Ortega-SierraCetera Investment Services LLCAXA Advisors, LLC02-07-2018
Joshua S. DailyCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-11-2018
Jeff L. KnoxCetera Investment Services LLCBB&T Securities, LLC02-12-2018
Stephen Robert DascenzoCetera Investment Services LLCINVEST Financial Corporation02-12-2018
Jeffrey Ryan FelixCetera Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-14-2018
Michael James HickeyCetera Investment Services LLCSantander Securities LLC02-15-2018
Christopher Chad SoileauCetera Investment Services LLCHancock Whitney Investment Services Inc.$10002-16-2018
Michael John CiciuraCetera Investment Services LLCINVEST Financial Corporation$34002-20-2018
Heather Dawn MazanderCetera Investment Services LLCMorgan Stanley02-20-2018
Jeffrey Patrick HeardCetera Investment Services LLCInfinex Investments, Inc.02-20-2018
Landon Dean MeyersCetera Investment Services LLCEdward Jones02-22-2018
Next Page »

Showing 1 to 25 of 145 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.