Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian James McCaffertyChalice Capital Partners, LLCNiagara International Capital Limited$5008-22-2018
Christopher Brian CarolanChalice Capital Partners, LLCMorgan Stanley$2511-02-2018
Craig Conrad RegerChalice Capital Partners, LLCNiagara International Capital Limited06-15-2018
Dale Littleton Cloud Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
David Lee StevensChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Douglas Edward DortChalice Capital Partners, LLCHarbor Financial Services, LLC10-01-2018
Gregory Scott KalbChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Judson Harris GeeChalice Capital Partners, LLCNiagara International Capital Limited$5006-15-2018
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Kali Alyse GrantChalice Capital Partners, LLCMorgan Stanley$10011-02-2018
Keith John YonkersChalice Capital Partners, LLCNiagara International Capital Limited06-15-2018
Lawrence Arthur Gekiere Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$2501-02-2019
Matthew Naniola PavichChalice Capital Partners, LLCAccelerated Capital Group$1008-11-2018
Norman Lee AndersonChalice Capital Partners, LLCFirst Allied Securities, Inc.$5011-02-2018
Richard Wayne JacksonChalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Scott Carl SandusChalice Capital Partners, LLCAccelerated Capital Group07-10-2018
Thad Rankin BisselleChalice Capital Partners, LLCMorgan Stanley$10004-18-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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