Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Theodoros FariaCitizens Securities, Inc.GWFS Equities, Inc.01-29-2018
Megan Elizabeth RuoCitizens Securities, Inc.Santander Securities LLC02-20-2018
Ryan Bruce HillCitizens Securities, Inc.Asset Management Resources, LLC02-23-2018
Stephen Maurice WalshCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Angelica Faye CronkCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2018
Joseph Michael HartonCitizens Securities, Inc.Scottrade, Inc.04-04-2018
Jessica Meghan CampioneCitizens Securities, Inc.Santander Securities LLC05-08-2018
Martin Andrew MichaudCitizens Securities, Inc.NYLIFE Securities LLC$10005-14-2018
Richard Lawrence ElliottCitizens Securities, Inc.Mercer Global Advisors Inc.05-14-2018
Sean Thomas DoucetteCitizens Securities, Inc.Scottrade, Inc.05-15-2018
Candice TravisCitizens Securities, Inc.Santander Securities LLC05-21-2018
Steven Andrew PotwinCitizens Securities, Inc.Santander Securities LLC05-30-2018
Fady Nabil SidhomCitizens Securities, Inc.Santander Securities LLC06-11-2018
Joseph Leo Delaney IVCitizens Securities, Inc.Cambridge Investment Research, Inc.06-18-2018
Abraham RosenbergCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2018
Daniel Ward JohnsonCitizens Securities, Inc.Voya Financial Advisors, Inc.06-29-2018
Mario Pietro AltomareCitizens Securities, Inc.GWFS Equities, Inc.07-02-2018
David Ulrich SullivanCitizens Securities, Inc.Fidelity Brokerage Services LLC07-16-2018
Suzanne Marie Dube'Citizens Securities, Inc.Ameriprise Financial Services, Inc.$25007-31-2018
Vladimir BenoitCitizens Securities, Inc.GWFS Equities, Inc.08-06-2018
Daniel Arthur PionCitizens Securities, Inc.NYLIFE Securities LLC$50008-20-2018
Andrew Jules LipkeCitizens Securities, Inc.NYLIFE Securities LLC08-20-2018
Gavin David LynnCitizens Securities, Inc.Voya Financial Advisors, Inc.08-27-2018
Jose Velazquez-RamosCitizens Securities, Inc.Pruco Securities, LLC.09-05-2018
Ryan Frank GravinaCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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