Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Ursula Daley, Jordan LewisCommonwealth Financial NetworkLPL Financial$32512-17-2018
James T WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Michael Louis StoneCommonwealth Financial NetworkIFG Advisory, LLC$2511-26-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-20-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial$22811-01-2018
Haley Marie HitchmanCommonwealth Financial NetworkLPL Financial LLC$10011-01-2018
Edward Vincent BaroneCommonwealth Financial NetworkM&T Securities, Inc.10-31-2018
Gregory S MerrillCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$1010-08-2018
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Raymond Andrew OsterhoutCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Daniel Moskowitz, John Carty-Campbell, Blake AsburyCommonwealth Financial NetworkFSC Securities$16010-01-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial$8809-28-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
Mark Jay MonsonCommonwealth Financial NetworkRaymond James Financial Services, Inc.09-26-2018
Christopher Charles TheisCommonwealth Financial NetworkBIG Investment Services$15009-21-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Owen Franklin Showalter IIICommonwealth Financial NetworkStratos Wealth Partners, Ltd$109-14-2018
Brian Kendall EphraimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC09-13-2018
Joseph Christopher ScalzoCommonwealth Financial NetworkEdward Jones$2509-07-2018
Jeremy Mark PetersCommonwealth Financial NetworkCetera Investment Services LLC09-05-2018
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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