Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Charles GildnerCommonwealth Financial NetworkINVEST Financial Corporation$50001-12-2018
Amy Sue TravisCommonwealth Financial NetworkRaymond James & Associates, Inc.$10001-19-2018
Michael Thomas BoyleCommonwealth Financial NetworkPrincipal Securities, Inc.$37001-22-2018
Raymond Stanley Babiarz Jr.Commonwealth Financial NetworkPrincipal Securities, Inc.$46001-22-2018
Randall J. RaweCommonwealth Financial NetworkLincoln Financial Securities Corporation01-23-2018
Joseph Salvatore ManganielloCommonwealth Financial NetworkFidelity Brokerage Services LLC01-24-2018
Kristen Emeline KaniaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10001-26-2018
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
Steven James GroganCommonwealth Financial NetworkSignator Investors, Inc.$10002-02-2018
Beth Lipman WestburgCommonwealth Financial NetworkGood Life Advisors, LLC$20002-02-2018
Laurie LipmanCommonwealth Financial NetworkGood Life Advisors, LLC02-02-2018
Daniel King PalmerCommonwealth Financial NetworkRehmann Financial Network, LLC$10002-05-2018
Leigh Allen SmithCommonwealth Financial NetworkRehmann Financial Network, LLC02-05-2018
Irfan A. DossaniCommonwealth Financial Network360 Wealth Management, LLC02-08-2018
Shawn Joseph SandovalCommonwealth Financial NetworkIntegrated Advisors Network LLC$10002-12-2018
Candice Ruth MonroeCommonwealth Financial NetworkMorgan Stanley02-12-2018
Robert Samuel FordCommonwealth Financial NetworkLPL Financial LLC$11002-15-2018
William Bradford ReynoldsCommonwealth Financial NetworkLPL Financial LLC$25002-15-2018
Scott Curtis ArcuryCommonwealth Financial NetworkCitizens Securities, Inc.02-15-2018
Kimberly Kay MikaCommonwealth Financial NetworkLPL Financial LLC$50002-20-2018
Julie Lynn BrimCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$10002-21-2018
Alan M SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$15502-21-2018
Adam David SpiegelmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$50002-21-2018
Arabelle Vidal RestauroCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC02-21-2018
Aloysius C JosephCommonwealth Financial NetworkPNC Investments03-01-2018
Next Page »

Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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