Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas David McKeonCommonwealth Financial NetworkInfinex Investments, Inc.03-05-2018
Jordan Douglas TraubCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2018
James Walter CushmanCommonwealth Financial NetworkLegg Mason Investor Services, LLC04-26-2018
Jonathan Coffin WolffCommonwealth Financial NetworkState Street Global Advisors Funds Distributors, LLC05-17-2018
Anthony VelosoCommonwealth Financial NetworkCetera Advisor Networks LLC06-01-2018
Ryan J WilkinsonCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC06-05-2018
Gilbert Anthony Gallant JrCommonwealth Financial NetworkLPL Financial LLC07-06-2018
Brian Edward DohertyCommonwealth Financial NetworkLPL Financial LLC07-06-2018
Leo Francis Downing IIICommonwealth Financial NetworkKestra Investment Services, LLC07-06-2018
Richard Martin SotellCommonwealth Financial NetworkDonegal Investment Advisors, Inc.$10008-13-2018
Amy Elizabeth SantarelliCommonwealth Financial NetworkUBS Financial Services Inc.$2508-24-2018
Jim Zien Kate Zien Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, LLC$8809-28-2018
Daniel L MonopoliCommonwealth Financial NetworkCambridge Investment Research, Inc.10-25-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.