Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Rachel Barton Roney, Michelle Louise Papa-Dines, Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Ursula Daley, Jordan LewisCommonwealth Financial NetworkLPL Financial LLC LLC$32512-17-2018
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Jesse Thomas HinrichsCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Kyle S. FuchtmanCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
James T. WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Michael Louis StoneCommonwealth Financial NetworkIFG Advisory, LLC$5011-26-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Matthew Siegel, Adam ZielinskiCommonwealth Financial NetworkAxa Advisors$21511-20-2018
Joseph Michael AppolitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2511-13-2018
Bill Hastie, Haley HitchmanCommonwealth Financial NetworkLPL Financial LLC LLC$22811-01-2018
Connor Reynolds StremelCommonwealth Financial NetworkHighTower Securities, LLC10-25-2018
Matthew T. CollinsCommonwealth Financial NetworkNationwide Securities, LLC10-17-2018
Gregory S MerrillCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC$1010-08-2018
Peter Gene YacovoneCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$1,00010-05-2018
Mark Allen GantnerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Eileen Bridget VitarelleCommonwealth Financial NetworkWells Fargo Clearing Services, LLC10-05-2018
Daniel Moskowitz, John Carty-Campbell, Blake AsburyCommonwealth Financial NetworkFSC Securities$16010-01-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Jim Zien, Kate Zien, Dennis GeroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$8809-28-2018
James John ZienCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10009-28-2018
John Philip Zinn Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC$10009-28-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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