Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Mark RorieEquity Services, Inc.Questar Capital Corporation01-03-2019
Dennis G. Dine Jr.Equity Services, Inc.Money Concepts Capital Corp01-02-2019
Daniel PegueroEquity Services, Inc.Wells Fargo Clearing Services, LLC12-12-2018
Michael Joseph LoprestiEquity Services, Inc.OneAmerica Securities, Inc.$15011-15-2018
Gregory Paul KauschEquity Services, Inc.Pruco Securities, LLC.11-07-2018
Kevin Gene WorthamEquity Services, Inc.MML Investors Services, LLC11-06-2018
Richard Joseph JacksonEquity Services, Inc.MML Investors Services, LLC10-09-2018
Gary David HowellEquity Services, Inc.MML Investors Services, LLC$5010-08-2018
Chi Fai Fai MakEquity Services, Inc.Ameriprise Financial Services, Inc.09-21-2018
Eric GottesmanEquity Services, Inc.Pruco Securities, LLC.09-21-2018
John Scott LindrosEquity Services, Inc.Park Avenue Securities LLC09-10-2018
Kyle Michael SchmidtEquity Services, Inc.SIGNATOR INVESTORS, INC.08-08-2018
Timothy Jay FazzoneEquity Services, Inc.NYLIFE Securities LLC08-01-2018
Mark William ThomasEquity Services, Inc.LPL Financial LLC$5007-30-2018
Rodney Russell KeeEquity Services, Inc.Edward Jones$10006-22-2018
Patricia Ann AlmonyEquity Services, Inc.SunTrust Investment Services, Inc.06-19-2018
Andrea Gale GellertEquity Services, Inc.Lincoln Financial Securities Corporation$5005-09-2018
Michael David KendallEquity Services, Inc.Hornor, Townsend & Kent, LLC05-01-2018
Richard Scott LindenEquity Services, Inc.Ameriprise Financial Services, Inc.$2403-09-2018
Stephen Dennis GephartEquity Services, Inc.Northwestern Mutual Investment Services, LLC02-27-2018
Eric Wayne HeishmanEquity Services, Inc.MML Investors Services, LLC02-26-2018
Gary Anthony McMahonEquity Services, Inc.MML Investors Services, LLC01-29-2018
Sidney J DreyfusEquity Services, Inc.MML Investors Services, LLC01-17-2018
Stephen Christopher SimmonsEquity Services, Inc.People's Securities, Inc.$2501-12-2018

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.