Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Daniel LeeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-02-2019
Scott A. GeorgeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC12-17-2018
David Glenn GilletteFidelity Brokerage Services LLCAmeriprise Financial Services, LLC11-13-2018
Andrew Michael SchroederFidelity Brokerage Services LLCAmeriprise Financial Services, LLC09-07-2018
Diana Belen ConleyFidelity Brokerage Services LLCAmeriprise Financial Services, LLC04-23-2018
William David TearseFidelity Brokerage Services LLCAmeriprise Financial Services, LLC02-13-2018
William Jeffrey LoertscherFidelity Brokerage Services LLCAXA Advisors, LLC12-12-2018
John Andrew JamiesonFidelity Brokerage Services LLCAXA Advisors, LLC11-30-2018
Ali H. KasapFidelity Brokerage Services LLCAXA Advisors, LLC10-22-2018
Jacob Dean WillardFidelity Brokerage Services LLCAXA Advisors, LLC06-08-2018
Collin T. GravesFidelity Brokerage Services LLCAXA Advisors, LLC04-10-2018
Samuel Griffin ZametFidelity Brokerage Services LLCAXA Advisors, LLC03-02-2018
Garret Jay BartelFidelity Brokerage Services LLCBCU Wealth Advisors, LLC11-30-2018
Paul Daniel MillerFidelity Brokerage Services LLCCambridge Investment Research, Inc.03-12-2018
Eric James VartanianFidelity Brokerage Services LLCCetera Advisor Networks LLC05-29-2018
Maggie Chi LiuFidelity Brokerage Services LLCCetera Investment Services LLC10-02-2018
Kirk Allen BoothFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-02-2018
Samuel Asher SchwartzFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-17-2018
Andrew F. KlaseFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-11-2018
Reyna Isabel WardFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-24-2018
Xue XiaFidelity Brokerage Services LLCCharles Schwab & Co., Inc.08-06-2018
Mina Mclaurin AlbersFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-23-2018
Ryan Michael PrestimonicoFidelity Brokerage Services LLCCharles Schwab & Co., Inc.$5005-16-2018
Gavin Campbell FeeFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-15-2018
Whitney Anne FletcherFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-18-2018
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.