Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony L Santucci Jr.Fidelity Brokerage Services LLCLPL Financial LLC$5001-11-2019
Bee Ping TanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2019
Nicholas A Defilippis IIIFidelity Brokerage Services LLCUBS Financial Services Inc.01-03-2019
Jeremy Daniel LeeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC01-02-2019
Vinita Tikam BrooksFidelity Brokerage Services LLCMorgan Stanley12-27-2018
Noa Tsila BendoryFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2018
Michael Domonic BarilFidelity Brokerage Services LLCReilly Financial Advisors12-26-2018
Diana Josefina OreaFidelity Brokerage Services LLCVALIC Financial Advisors, Inc.12-26-2018
Jason Reid ThompsonFidelity Brokerage Services LLCTD Ameritrade, Inc.12-22-2018
Linda Joan PappasFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2018
Scott A. GeorgeFidelity Brokerage Services LLCAmeriprise Financial Services, LLC12-17-2018
Gabrielle Simone D'AngeloFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Sean Christopher DevlinFidelity Brokerage Services LLCClient One Securities LLC12-13-2018
Daniel Takeshi Masuda LehrmanFidelity Brokerage Services LLCVanguard Marketing Corporation12-13-2018
Kaitlin Marie HoffmanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
William Jeffrey LoertscherFidelity Brokerage Services LLCAXA Advisors, LLC12-12-2018
Mark Robert GagnonFidelity Brokerage Services LLCTriad Advisors LLC$5012-10-2018
David Chao-Wei ChengFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.12-10-2018
Rachel Rena PeddleFidelity Brokerage Services LLCForeside Fund Services, LLC12-06-2018
Todd Elliott SmithFidelity Brokerage Services LLCE*TRADE Capital Management, LLC12-05-2018
Khalid S. AttigaFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC12-05-2018
Cristian H IzquierdoFidelity Brokerage Services LLCEdward Jones12-05-2018
Susan Marie WanamakerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Doug Wesley AcreeFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Garret Jay BartelFidelity Brokerage Services LLCBCU Wealth Advisors, LLC11-30-2018
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Showing 1 to 25 of 147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.