Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hiawatha Nicely IIIFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC01-11-2019
Nicholas M. LoeperFirst Citizens Investor Services, Inc.J.P. Morgan Securities LLC01-04-2019
Michael David ClarkFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.12-24-2018
Kimberly R. HyattFirst Citizens Investor Services, Inc.Fifth Third Securities, Inc.09-26-2018
Aura Maria RodriguezFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC08-03-2018
Bryan James StanleyFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2018
Veronica Marie LommelFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC07-09-2018
Kevin C. RenzFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC06-27-2018
Ricky Paul SloanFirst Citizens Investor Services, Inc.PNC Investments06-27-2018
Matthew Lawrence DellasegaFirst Citizens Investor Services, Inc.First Citizens Investor Services, Inc.06-05-2018
Robert E. DykesFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2018
Pamela Foreman WrightFirst Citizens Investor Services, Inc.SunTrust Investment Services, Inc.04-03-2018
Gary Reid ClementsonFirst Citizens Investor Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2018
Duwan Alan SmithFirst Citizens Investor Services, Inc.LPL Financial LLC03-21-2018
Kim Dee WeberFirst Citizens Investor Services, Inc.PNC Investments02-28-2018
Traci Jean DiblasioFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC02-27-2018
Pamela Ledwell SowardsFirst Citizens Investor Services, Inc.PNC Investments02-12-2018
Kelly F SullivanFirst Citizens Investor Services, Inc.CUSO Financial Services, L.P.01-24-2018
Jeffrey Scott HughesFirst Citizens Investor Services, Inc.Wells Fargo Clearing Services, LLC$2512-10-2018
David K SeegersFirst Citizens Investor Services, Inc.Morgan Stanley$5006-01-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.