Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Ekaterini FerentinosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Glenn Ott MohrmanJ.P. Morgan Securities LLCPatrick Capital Markets, LLC$15001-09-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC01-09-2019
Gregory Paul CaragineJ.P. Morgan Securities LLCPIMCO Investments LLC01-08-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Sean DixonJ.P. Morgan Securities LLCMorgan Stanley01-08-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-08-2019
Henry Edward Winslett IIIJ.P. Morgan Securities LLCWells Fargo Securities, LLC01-07-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
David Anthony JaicomoJ.P. Morgan Securities LLCWolfrum and Co.12-20-2018
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Peter Walter VitaliJ.P. Morgan Securities LLCHD Vest Investment Services12-19-2018
Michael Jason TorresJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Tigran AreshianJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC12-18-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2018
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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