Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$50001-11-2018
Katalin Maria OrbanLPL Financial LLCForesters Financial Services, Inc.01-11-2018
Samuel T. HamraLPL Financial LLCPruco Securities, LLC.01-11-2018
Lisa Renee KulhaviLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$53001-12-2018
Helena P GodfreyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Grant Frederick MacubaLPL Financial LLCMMA Securities LLC01-12-2018
Staci Lynne JacksonLPL Financial LLCIndependent Financial Partners$50001-14-2018
Deborah Anne OrlandoLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15001-16-2018
Mohammed Safieddine AyalaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2018
Robert Alan LoveLPL Financial LLCLiberty Group, LLC01-16-2018
Steven Robert BrownLPL Financial LLCCapital One Investing, LLC01-16-2018
Mathew Ryan DusablonLPL Financial LLCINVEST Financial Corporation$10001-17-2018
Andrew Lyon HartLPL Financial LLCAssetMark Brokerage, LLC01-17-2018
Frederick David GuntherLPL Financial LLCEdward Jones$10001-18-2018
Daniel James MurphyLPL Financial LLCPrincipal Securities, Inc.$39001-18-2018
Lauren Ann PattersonLPL Financial LLCFinancial Connections Group, Inc.01-18-2018
Christopher Paul VasquesLPL Financial LLCLincoln Financial Securities Corporation$13901-19-2018
Chris Jay PavekLPL Financial LLCFeltl & Company$50001-19-2018
Laurie J. KetterlingLPL Financial LLCPrincipal Securities, Inc.01-19-2018
James Richard Lowe IILPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Michael Roberto NunezLPL Financial LLCLincoln Financial Securities Corporation01-19-2018
Brittany Rae PenningtonLPL Financial LLCWaddell & Reed01-19-2018
Gregory Bennett TrostLPL Financial LLCAmeriprise Financial Services, Inc.$25001-22-2018
Jessica Marie Norris ChatmonLPL Financial LLCEdward Jones01-22-2018
Michael David IzbotskyLPL Financial LLCMML Investors Services, LLC01-22-2018
Next Page »

Showing 1 to 25 of 1,144 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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