Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas John Faber IILPL Financial LLCAmeriprise Financial Services, Inc.01-02-2019
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
James Raymond SimoneLPL Financial LLCAmeriprise Financial Services, Inc.11-01-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Lara Candice Wilerson DurhamLPL Financial LLCAmeriprise Financial Services, Inc.10-03-2018
Brooke Elizabeth DuchaneyLPL Financial LLCAmeriprise Financial Services, Inc.10-02-2018
Tuan Tran PhanLPL Financial LLCAmeriprise Financial Services, Inc.10-01-2018
Aimee Carissa D'AigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Andrew Dale GaberLPL Financial LLCAmeriprise Financial Services, Inc.08-30-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Kelly Ann ConnellyLPL Financial LLCAmeriprise Financial Services, Inc.06-04-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Wendy Wright RisseLPL Financial LLCAmeriprise Financial Services, Inc.04-06-2018
Sherri L CroweLPL Financial LLCAmeriprise Financial Services, Inc.04-06-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, Inc.$10008-31-2018
Kathleen Eileen SweeneyLPL Financial LLCAmeriprise Financial Services, Inc.$10008-15-2018
Brian William KrausLPL Financial LLCAmeriprise Financial Services, Inc.$10006-05-2018
Susan LedererLPL Financial LLCAmeriprise Financial Services, Inc.$10005-17-2018
James William SpoonerLPL Financial LLCAmeriprise Financial Services, Inc.$25012-17-2018
Bryan Scott HuttoLPL Financial LLCAmeriprise Financial Services, Inc.$25009-06-2018
Ann Bowers KinderLPL Financial LLCAmeriprise Financial Services, Inc.$25008-08-2018
Gregory Bennett TrostLPL Financial LLCAmeriprise Financial Services, Inc.$25001-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.