Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
George Christopher SukkarLPL Financial LLCCharles Schwab & Co., Inc.01-02-2019
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC$10012-05-2018
Stephen Robert NoldeLPL Financial LLCInfinex Investments, Inc.11-30-2018
James Harold ColeLPL Financial LLCSigma Financial Corporation$25011-07-2018
Michelle Lynn WoodLPL Financial LLCLincoln Financial Advisors Corporation$50011-02-2018
Shannon Paul SimonLPL Financial LLCSecurities America, Inc.10-10-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
Michael George WaltersLPL Financial LLCFirst Allied Securities, Inc.$50008-29-2018
David Michael LademanLPL Financial LLCKalos Capital, Inc.$14008-15-2018
Kevin J. ScorsoneLPL Financial LLCCetera Investment Services LLC07-20-2018
James F. Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Gary Alan MehargLPL Financial LLCSecurities America, Inc.$10006-11-2018
Gary Ross VerdriesLPL Financial LLCCUNA Brokerage Services, Inc.$10006-01-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Ryan David NicholsLPL Financial LLCPrincipal Securities, Inc.04-06-2018
Robert Alan StockoskiLPL Financial LLCThe Huntington Investment Company$25003-20-2018
Linda Jean GillesLPL Financial LLCBernard Wealth Management Corp.03-15-2018
Zebedee DeitrichLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25003-02-2018
Thomas Joseph KingLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-02-2018
Brian Nicholas AllenLPL Financial LLCInfinex Investments, Inc.02-23-2018
Karen Deborah MorseLPL Financial LLCOppenheimer & Co. Inc.$10002-22-2018
Thomas William AndertonLPL Financial LLCOppenheimer & Co. Inc.$10002-22-2018
Ryan Colby HowardLPL Financial LLCOppenheimer & Co. Inc.$15002-22-2018
Next Page »

Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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