Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC01-03-2019
Peter Perri Jr.LPL Financial LLCCUSO Financial Services, L.P.01-03-2019
John Gerard NicosiaLPL Financial LLCRoyal Alliance Associates, Inc.12-18-2018
Jay L NathanLPL Financial LLCAvantax Investment Services, Inc.12-14-2018
Erick B BondLPL Financial LLCCadaret, Grant & Co., Inc.12-07-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, LLC$5012-03-2018
Steven Bruce GoldisLPL Financial LLCH. Beck, Inc.$5011-30-2018
Jennifer Beau PetersonLPL Financial LLCSagePoint Financial, Inc.11-30-2018
Dana Lynn WilsonLPL Financial LLCTFS Securities, Inc.$111-20-2018
William Frank WelshLPL Financial LLCKey Investment Services LLC11-16-2018
Jesse David UttendorferLPL Financial LLCAXA Advisors, LLC11-01-2018
Andrew Todd WardLPL Financial LLCKey Investment Services LLC10-31-2018
Ronald C. DimaggioLPL Financial LLCMML Investors Services, LLC10-30-2018
Olga Cecilia EspirituLPL Financial LLCForesters Financial Services, Inc.$2510-25-2018
Kevin C. HillLPL Financial LLCCadaret, Grant & Co., Inc.10-16-2018
Jessica Lindsay RobinsonLPL Financial LLCESL Investment Services, LLC10-05-2018
John Allein SummersLPL Financial LLCCetera Advisors LLC$2509-27-2018
Thomas Frank MirraLPL Financial LLCR. F. Lafferty & Co., Inc.09-24-2018
David IanniLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
Robert Clair NewtonLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
David John NesbittLPL Financial LLCCambridge Investment Research, Inc.$2509-18-2018
Vito Anthony QuerciaLPL Financial LLCCadaret, Grant & Co., Inc.$2509-18-2018
David Matthew GermanoLPL Financial LLCCadaret, Grant & Co., Inc.09-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.