Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard R. KulbackiLPL Financial LLCAXA Advisors, LLC01-03-2019
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-19-2018
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Mathew ParsonsLPL Financial LLCCitizens Securities, Inc.11-05-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-19-2018
Woodrow Wilson Mcgill IIILPL Financial LLCMorgan Stanley10-19-2018
Susan Louise SteinerLPL Financial LLCAllstate Financial Services, LLC09-24-2018
Jonathan Randall VernacchioLPL Financial LLCPNC Investments09-24-2018
Jason Christopher LawrenceLPL Financial LLCPST Advisors, LLC09-19-2018
Thomas Adam KadylakLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$25008-22-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Deborah Rochelle YurchakLPL Financial LLCSecurian Financial Services, Inc.$15008-03-2018
Arthur Joseph SmithLPL Financial LLCInvestment Professionals, Inc.$15007-30-2018
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.$70007-26-2018
Ryan R. NemshickLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-13-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25007-13-2018
Gary Eugene AltLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Joshua E. EngelsLPL Financial LLCPNC Investments07-05-2018
Robert Michael ShieldsLPL Financial LLCWaddell & Reed$10007-02-2018
Richard Paul BaurLPL Financial LLCWaddell & Reed$10006-29-2018
Patrick Joseph KnoxLPL Financial LLCCapital Analysts$50006-29-2018
STEVEN GERARD WORTMANNLPL Financial LLCJackson National Life Distributors LLC06-25-2018
Jonathan Taylor BeatonLPL Financial LLCKey Investment Services LLC06-25-2018
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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