Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Joseph McCarthyLPL Financial LLCKestra Investment Services, LLC01-04-2019
Clay Wallace HersheyLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10012-19-2018
Edward Camden WerntzLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Robert Autrey WilliamsLPL Financial LLCWells Fargo Advisors Financial Network, LLC12-19-2018
Guy Philip NicosiaLPL Financial LLCRoyal Alliance Associates, Inc.$50012-18-2018
Lemuel Benton MontgomeryLPL Financial LLCWells Fargo Advisors Financial Network, LLC$25012-14-2018
Gregory Mark FrankLPL Financial LLCSmith, Moore & Co.$50012-14-2018
Joanna Lauren FuquaLPL Financial LLCEmerson Equity LLC12-10-2018
Aaron K. RainwaterLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25012-07-2018
Jack Hennessey RiehemannLPL Financial LLCVanguard Marketing Corporation11-29-2018
Corey Andrew SnyderLPL Financial LLCInfinex Investments, Inc.11-27-2018
Benjamin David GieseLPL Financial LLCInfinex Investments, Inc.11-27-2018
Donald Dewayne DanielLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-19-2018
Kenneth Brian IsbellLPL Financial LLCEdward Jones11-16-2018
Keith Robert BentonLPL Financial LLCCarroll Financial Associates Inc$10011-14-2018
Crystal Owens DunawayLPL Financial LLCCetera Advisor Networks LLC$10011-14-2018
Carl David Tolson IIILPL Financial LLCCarroll Financial Associates Inc$35011-14-2018
Zachary Paul BoergerLPL Financial LLCCarroll Financial Associates Inc11-14-2018
Jacob Charles CarrLPL Financial LLCCarroll Financial Associates Inc11-14-2018
Donald Cody BowersLPL Financial LLCCarroll Financial Associates Inc11-14-2018
Mateaia Y. LovejoyLPL Financial LLCVanguard Marketing Corporation10-17-2018
Scott John FribergLPL Financial LLCSecurities Service Network, LLC$25010-01-2018
Jennifer Scott FribergLPL Financial LLCSecurities Service Network, LLC10-01-2018
Walter Steven LessLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15009-25-2018
Sarah Savage ShawLPL Financial LLCVanguard Marketing Corporation09-12-2018
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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