Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Thomas James KunkleMML Investors Services, LLCAmerican Trust Investment Services, Inc.$2510-04-2018
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Jarrod Christopher De SantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
Michael Elliot TaylorMML Investors Services, LLCAmeriprise Financial Services, Inc.06-01-2018
Stephen J. CookeMML Investors Services, LLCAmeritas Investment Corp.02-12-2018
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Warren Paul BrockettMML Investors Services, LLCAXA Advisors, LLC$2509-12-2018
Tyler J TutinoMML Investors Services, LLCAXA Advisors, LLC07-10-2018
Herve Thenor-LouisMML Investors Services, LLCAXA Advisors, LLC$5005-04-2018
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
Manuel TeijeloMML Investors Services, LLCAXA Advisors, LLC02-12-2018
Michael S. RuzhanskyMML Investors Services, LLCAXA Advisors, LLC$5001-30-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Jessica Elisabeth BeckMML Investors Services, LLCBancWest Investment Services, Inc.03-02-2018
Craig Drisko WorcesterMML Investors Services, LLCCantella & Co., Inc.06-13-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.$5011-28-2018
Jay V. PettyMML Investors Services, LLCCUNA Brokerage Services, Inc.$5003-27-2018
Ross M. KrauseMML Investors Services, LLCEdward Jones$15007-12-2018
Gregory Charles FalzoneMML Investors Services, LLCEncompass Advisory Services, LLC08-28-2018
Richard V. ScredonMML Investors Services, LLCEquity Services, Inc.02-05-2018
Jake Alan FashnerMML Investors Services, LLCFifth Third Securities, Inc.06-19-2018
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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