Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Mark PlinerMML Investors Services, LLCPrinceton Global Asset Management LLC01-04-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Paul William StratosMML Investors Services, LLCPrincipal Securities, Inc.12-07-2018
Haris HotMML Investors Services, LLCAXA Advisors, LLC$15011-29-2018
Joseph Louis HeintzmanMML Investors Services, LLCW&S Brokerage Services, Inc.$10011-29-2018
John Knox GoodwinMML Investors Services, LLCAXA Advisors, LLC11-29-2018
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Michael Christopher BoggioMML Investors Services, LLCCapital Investment Group, Inc.$5011-28-2018
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Shannon James JohnsonMML Investors Services, LLCPruco Securities, LLC.11-12-2018
Jeffrey Charles GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
John Charles HillMML Investors Services, LLCNYLIFE Securities LLC10-18-2018
Ernest De La Rosa Jr.MML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Thomas James KunkleMML Investors Services, LLCAmerican Trust Investment Services, Inc.$2510-04-2018
Quang Ngoc NguyenMML Investors Services, LLCSageGuard Financial Group, LLC09-26-2018
Thomas Francis DunnMML Investors Services, LLCKMA Financial Services, LLC09-21-2018
Craig Adam GraysonMML Investors Services, LLCPark Avenue Securities LLC$3609-20-2018
Roger Americo SilveraMML Investors Services, LLCTransamerica Financial Advisors, Inc09-19-2018
Jarrod Christopher De SantisMML Investors Services, LLCAmeriprise Financial Services, Inc.$5009-13-2018
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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