Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dana Renee BaileyMML Investors Services, LLCAXA Advisors, LLC01-11-2018
Louis John Pagnoni IIIMML Investors Services, LLCPruco Securities, LLC.01-11-2018
Micah James LemoineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2018
David Franklin MooreMML Investors Services, LLCAmerican Portfolios Financial Services, Inc.01-12-2018
Neil Edward GronowetterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-16-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Brian Anthony CullinanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Frederic SheuMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Craig Harvey TibbittsMML Investors Services, LLCParkland Securities, LLC$50001-17-2018
Michael Douglas FrenchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-17-2018
Justin Rowe ByrdMML Investors Services, LLCNYLIFE Securities LLC01-17-2018
David E PlagenzaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-18-2018
Guangzhi ZhaiMML Investors Services, LLCTransamerica Financial Advisors, Inc01-18-2018
Frederick Bernard DenitzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-19-2018
Brian Michael CoffeyMML Investors Services, LLCNYLIFE Securities LLC01-22-2018
Christopher Robert WolpertMML Investors Services, LLCMWA Financial Services Inc.01-23-2018
Greg Alan ImhoffMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-25-2018
Michael J. KaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Collin Lance ReatherfordMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Keith E AndersonMML Investors Services, LLCBeck Bode LLC01-26-2018
Salvatore A MannoMML Investors Services, LLCEdward Jones01-29-2018
Anna M. LeanderMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2018
Madalene HardenMML Investors Services, LLCPruco Securities, LLC.$10001-30-2018
Michael David HarperMML Investors Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-30-2018
Next Page »

Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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