Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Nikolas B. SellersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-14-2018
Michael Dominick ParadisoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-23-2018
John Douglas PalicMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-15-2018
Amber GallerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-05-2018
Joshua O Neil MorrisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2018
Paul Michael SinalyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Robert RosenbergMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-05-2018
Alexander George PiperMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2018
Jason Theodore RobinsonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50009-13-2018
Paul Edward CastilloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-29-2018
Erica S. OgdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-28-2018
Graham C. ClarkeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50008-27-2018
Eric RogersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-10-2018
James Roger McDonaldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-31-2018
Angelique Theresa WhitehouseMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2018
Michael Philip FerrisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-20-2018
Jared Benjamin FeldmanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-18-2018
Adam C. TaylorMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10007-06-2018
Timothy James ArchboldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-05-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
James Scott KephartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-26-2018
Nicholas Steven SchummerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-25-2018
Next Page »

Showing 1 to 25 of 51 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.