Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
Joyce Musson ZavresaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-22-2018
Phong TruongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-01-2018
Susan Sandra CruzMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.02-27-2018
Nina Lee CowartMerrill Lynch, Pierce, Fenner & Smith IncorporatedGWFS Equities, Inc.08-08-2018
Rebecca Hongbo Li-HuangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$2510-26-2018
Dianne Mary ErbasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC05-25-2018
Samantha Lynn LorussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-27-2018
David AmbartsumianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.12-24-2018
Jevan Junior MadeiraMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation04-18-2018
Gennaro Robert DisilvioMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.09-17-2018
Robert Eric RosemaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-15-2018
Tyler James LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-10-2018
Marcus Stephen SnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$5007-19-2018
Ryan Carl JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.07-02-2018
Peter Joseph BednarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedSEI Investments Management Corp11-01-2018
Christine Susan GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-19-2018
Christopher James BryanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-05-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.