Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Nicholas ChampagneMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-13-2018
Rick McDonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedViridian Advisors11-13-2018
Peter John BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-02-2018
Joshua Charles SienkiewichMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-23-2018
Ionut GusuMerrill Lynch, Pierce, Fenner & Smith IncorporatedCompound Interest Investing LLC06-25-2018
Ronald William FettersMerrill Lynch, Pierce, Fenner & Smith IncorporatedPlanMember Securities Corporation06-21-2018
Alexander Leonidas AinsleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-07-2018
Mark William BroughtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedManning & Napier Investor Services, Inc.04-30-2018
Prashant PillalamarriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-27-2018
David Andrew LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedSRQ Wealth Advisory, LLC04-16-2018
Arthur Jacob WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.03-23-2018
Michael George MiserMerrill Lynch, Pierce, Fenner & Smith IncorporatedStratos Wealth Partners, Ltd02-08-2018
Alissa Ellen DepueMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-23-2018
Donald Lynn BlacknerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Investment Center, Inc.$10012-03-2018
Aron ThompsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedD.A. Davidson & Co.$12006-19-2018
Michael Rich HatchMerrill Lynch, Pierce, Fenner & Smith IncorporatedCiti Private Advisory, LLC$25010-22-2018
Jason Alexander BausherMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.$50003-28-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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