Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC$112-14-2018
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2512-12-2018
Derek Gene JohnstonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2111-30-2018
Annie Chang EvansMorgan StanleySummerlin Family Wealth, LLC11-29-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
La'Velle Deante SpiveyMorgan StanleyTransamerica Financial Advisors, Inc11-21-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Griffin James GribbelMorgan StanleyNational Financial Services LLC11-20-2018
Paul Emmanuel BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC$111-16-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
John Christopher FleishmanMorgan StanleyRaymond James & Associates, Inc.$15011-12-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
John Anthony Germinario Jr.Morgan StanleyThrivent Investment Management Inc.11-09-2018
Brian William GuyMorgan StanleyWells Fargo Clearing Services, LLC$10011-08-2018
Benjamin Russell LeitmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
John James KirstienMorgan StanleyPrudential Annuities Distributors, Inc10-30-2018
Next Page »

Showing 1 to 25 of 168 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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