Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica Naomi ChavarinMorgan StanleyJ.P. Morgan Securities LLC$10001-11-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Leilei ChenMorgan StanleyJ.P. Morgan Securities LLC01-10-2019
Cindy HuangMorgan StanleyJ.P. Morgan Securities LLC$2501-09-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Nicole Rene CochraneMorgan StanleySeven Post Investment Office LP01-02-2019
Jonathan Lyle WheelerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Shari Falesha BookertMorgan StanleyWells Fargo Clearing Services, LLC12-27-2018
Diane Lynn ButzerMorgan StanleySantander Securities LLC12-20-2018
Dylan N. SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
Maria T ReidMorgan StanleyAmeriprise Financial Services, LLC12-18-2018
Payton Rufty McCrossanMorgan StanleyInvesco Distributors, Inc.12-17-2018
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC12-14-2018
Kevin S. MachineMorgan StanleyNYLIFE Securities LLC12-14-2018
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Joseph MontgomeryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Kent Anthony ThomsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
David Lance AlvarezMorgan StanleySilver Leaf Partners, LLC12-13-2018
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2512-12-2018
Robert James SimonsMorgan StanleySantander Securities LLC12-12-2018
Robert Francis GibbsMorgan StanleyWells Fargo Clearing Services, LLC12-11-2018
Gregory Scott HuetherMorgan StanleyJ.P. Morgan Securities LLC$15012-07-2018
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Showing 1 to 25 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.