Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna L MitchellMorgan StanleyUBS Financial Services Inc.$10010-26-2018
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Chevrier Walter GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Kevin Martin Andrew ArcherMorgan StanleyUBS Financial Services Inc.$40010-05-2018
Scott Mercalde Tricia MercaldeMorgan StanleyUBS Financial Services Inc.10-05-2018
Ian N Wilt Michael Jude ScovicMorgan StanleyUBS Financial Services Inc.$46303-23-2018
Denise Ann Koran-KlisiewiczMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Veronica Naomi ChavarinMorgan StanleyJ.P. Morgan Securities LLC01-11-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Cindy HuangMorgan StanleyJ.P. Morgan Securities LLC$2501-09-2019
Tara Elizabeth StewartMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC01-08-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Curtis Andrew TerkuileMorgan StanleyWells Fargo Clearing Services, LLC$1,00001-04-2019
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Jonathan WheelerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Shari F BookertMorgan StanleyWells Fargo Clearing Services, LLC12-27-2018
Cameron Ross DonnellyMorgan StanleyDWS Distributors, Inc.12-20-2018
Stefanie BeneshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2018
Dylan SpickerMorgan StanleyOppenheimer & Co. Inc.12-18-2018
Maria T ReidMorgan StanleyAmeriprise Financial Services, LLC12-18-2018
Payton R MccrossanMorgan StanleyInvesco Distributors, Inc.12-17-2018
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Kent Anthony ThomsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
David Lance AlvarezMorgan StanleySilver Leaf Partners, LLC12-13-2018
David Bolden Graham JrMorgan StanleyWells Fargo Clearing Services, LLC$2512-12-2018
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Showing 1 to 25 of 301 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.