Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25012-12-2018
Robert James SimonsMorgan StanleySantander Securities LLC12-12-2018
Rick MundraneMorgan StanleyAmeriprise Financial Services, Inc.$10611-09-2018
Robert Francis GibbsMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-11-2018
Gregory Scott HuetherMorgan StanleyJ.P. Morgan Securities LLC$15012-07-2018
Kelly Jean KesdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Derek Gene JohnstonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21011-30-2018
James John BuriMorgan StanleyFidelity Personal and Workplace Advisors$50011-30-2018
Natasha Ann MihaylovMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-30-2018
Annie Chang EvansMorgan StanleySummerlin Family Wealth, LLC11-29-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
Marcy Rose, Joseph SorannoMorgan StanleyAmeriprise Financial Services, Inc.$18507-07-2018
Huiying ChengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
M Adnan AzizMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2018
Paul Edward Swenson Jr.Morgan StanleyM&T Securities, Inc.$10011-21-2018
La'Velle Deante SpiveyMorgan StanleyTransamerica Financial Advisors, Inc11-21-2018
Paul E. BabaranMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-20-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Nikko J RichardsonMorgan StanleyEdward Jones11-20-2018
Griffin James GribbelMorgan StanleyNational Financial Services LLC11-20-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Anthony Brian GigliottiMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25011-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.