Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christian F. ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Arthur Raymond ChowMorgan StanleyVanguard Marketing Corporation10-05-2018
Rick Kim QuanMorgan StanleyAXA Advisors, LLC10-05-2018
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Joshua A. YocamMorgan StanleyBluerock Capital Markets LLC09-28-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Ann Marie Marie WilliamsMorgan StanleySaperston Asset Management, Inc.09-27-2018
Henry Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-26-2018
Michael BishayMorgan StanleyJ.P. Morgan Securities LLC$5009-26-2018
John Frederick Wallace IVMorgan StanleyStira Capital Markets Group, LLC09-26-2018
Edward Fitzgerald HayesMorgan StanleySpouting Rock Capital Advisors, LLC09-25-2018
Jeff Loren AuwingerMorgan StanleyWells Fargo Clearing Services, LLC$15009-21-2018
Chesley Rene AllegriMorgan StanleyMML Distributors, LLC09-21-2018
Thomas M. FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Nicholas Joseph GluecklerMorgan StanleyFinancial Engines Advisors L.L.C.09-19-2018
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Gregory Wade FosterMorgan StanleyDuncan-Williams, Inc.09-14-2018
Kevin William SuttonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2018
William Richmond Ray ClearyMorgan StanleyAXA Advisors, LLC09-10-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
Gregory Hagop ShirinianMorgan StanleyJ.P. Morgan Securities LLC08-29-2018
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Showing 76 to 100 of 206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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