Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Philip PalenskeMorgan StanleyWells Fargo Clearing Services, LLC10-19-2018
Shelby H G NewellMorgan StanleyCharles Schwab & Co., Inc.10-19-2018
Zacharry J. WilsonMorgan StanleyT. Rowe Price Investment Services, Inc.10-17-2018
Nicholaus Calvin WarnerMorgan StanleyVanguard Marketing Corporation10-17-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Bruce Jay ZwickMorgan StanleyWells Fargo Clearing Services, LLC10-12-2018
Brian Richard LarsonMorgan StanleyWells Fargo Clearing Services, LLC$15010-12-2018
Ilene Sue ZwickMorgan StanleyWells Fargo Clearing Services, LLC$7210-12-2018
Spencer John FrenchMorgan StanleyCUSO Financial Services, L.P.10-12-2018
Joel PosliguaMorgan StanleyUBS Financial Services Inc.10-12-2018
Jeffrey Douglas HackettMorgan StanleyJ.P. Morgan Securities LLC10-12-2018
Samantha Lee BeckerMorgan StanleyMorgan Stanley10-11-2018
Stacy Lynn ObneyMorgan StanleyT. Rowe Price Investment Services, Inc.10-11-2018
Robert M. KinsellaMorgan StanleyFidelity Personal and Workplace Advisors10-11-2018
Bryan Edward SweaneyMorgan StanleyT. Rowe Price Investment Services, Inc.10-09-2018
Greg Michael KotsakisMorgan StanleySchwab Private Client Investment Advisory, Inc.10-09-2018
Robert Roderick RodriguezMorgan StanleyDeutsche Bank Securities Inc.10-09-2018
Nicholas Joseph GluecklerMorgan StanleyFinancial Engines Advisors L.L.C.10-09-2018
Jesse M DionneMorgan StanleyT. Rowe Price Investment Services, Inc.10-09-2018
Tyler Campbell ClarkMorgan StanleyEdward Jones10-08-2018
Andrew Francis RussoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2018
Kevin Richard MartinMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Walter Jay GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Tricia Ann MercaldeMorgan StanleyUBS Financial Services Inc.$2510-05-2018
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Showing 101 to 125 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.