Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary H. BrehneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-29-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
John T TravisMorgan StanleyEssex LLC08-27-2018
Steve Wootaek LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2018
Sundance James CampbellMorgan StanleyTIAA-CREF Individual & Institutional Services, LLC08-24-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Janet Friedman HoltMorgan StanleyPFS Investments Inc.08-24-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Christopher Scott BentleyMorgan StanleyValMark Securities, Inc.08-20-2018
Axel Guillermo IsselMorgan StanleyCiti Private Advisory, LLC08-20-2018
Matthew Shea HetrickMorgan StanleyH. Beck, Inc.$2508-17-2018
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
Brady Lee GallagherMorgan StanleyFidelity Brokerage Services LLC08-16-2018
Bret Woodward BohoskeyMorgan StanleyRBC Capital Markets, LLC$10008-10-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Maria Del Carmen BaezMorgan StanleyJ.P. Morgan Securities LLC08-09-2018
Brendan Andrew MooreMorgan StanleyNorthwestern Mutual Investment Services, LLC08-09-2018
Claudia Victoria MartinezMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Olga Cristina BlanchetteMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Scott Paul LamsonMorgan StanleyMorgan Stanley & Co. LLC08-07-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Barry Edward Seymour Jr.Morgan StanleyFidelity Brokerage Services LLC08-02-2018
Dylan Cheyanne CooperMorgan StanleyVanguard Marketing Corporation08-02-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
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Showing 101 to 125 of 206 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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