Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John BoothbyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Marlena Michelle BellMorgan StanleyRBC Capital Markets, LLC08-10-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Hamilton R SorianoMorgan StanleyMorgan Stanley08-10-2018
Maria Del Carmen BaezMorgan StanleyJ.P. Morgan Securities LLC08-09-2018
Jon-Pierre EvansMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-09-2018
Brendan Andrew MooreMorgan StanleyNorthwestern Mutual Investment Services, LLC08-09-2018
Maria Ana PeralesMorgan StanleyJ.P. Morgan Securities LLC$2508-08-2018
Claudia Victoria MartinezMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Olga Cristina BlanchetteMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Juan Carlos AvilaMorgan StanleyWells Fargo Clearing Services, LLC$5008-06-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Collin David ShapiroMorgan StanleyPeople's Securities, Inc.08-03-2018
Heather Page PospisilMorgan StanleyE*TRADE Securities LLC08-02-2018
Barry Edward Seymour Jr.Morgan StanleyStrategic Advisers LLC08-02-2018
Dylan Cheyanne CooperMorgan StanleyVanguard Marketing Corporation08-02-2018
Casey Alan MichelMorgan StanleyCharles Schwab & Co., Inc.07-30-2018
Edgar A AcostaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2018
Sean Paul ToddMorgan StanleyWells Fargo Clearing Services, LLC07-26-2018
Samuel Russell KernerMorgan StanleyCambridge Investment Research, Inc.07-25-2018
Kevin Charles BastMorgan StanleyScottrade, Inc.07-25-2018
John Justin HigginsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Nathan George StegmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Sonya Marie ValentinMorgan StanleyPruco Securities, LLC.07-24-2018
Brad Paul KnightMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
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Showing 201 to 225 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.