Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Daniel, Bryan DanielMorgan StanleyAmeriprise Financial Services, Inc.$32801-12-2018
Christian Murray EvansMorgan StanleyNexPoint Securities, Inc.01-16-2018
Richard Raymond RacofskyMorgan StanleyPruco Securities, LLC.01-18-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Carol Ann RosenstockMorgan StanleyThree Lakes Securities, LLC01-19-2018
Kristin M CaseyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-22-2018
Erin Nicole LyonsMorgan StanleyRaymond James Financial Services, Inc.01-22-2018
WILLIAM EARL HAMILTONMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-23-2018
Elaine Ruth Thompson-PerezMorgan StanleyPrincipal Securities, Inc.01-25-2018
Kim Stacey WoodsMorgan StanleyEdward Jones01-26-2018
Ani Varghese Varghese ThambiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Austin NeufeldMorgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2018
Angela Michelle CareyMorgan StanleyRaymond James & Associates, Inc.02-02-2018
Jeffrey H GagginMorgan StanleyJG Capital LLC02-08-2018
Mohammed Kamal HossainMorgan StanleyJ.P. Morgan Securities LLC02-08-2018
Susan Marie KellyMorgan StanleyRobert W. Baird & Co. Incorporated02-12-2018
Gabriel E. GarciaMorgan StanleyFirst Republic Securities Company, LLC$10002-13-2018
Christopher StalaMorgan StanleyBuckman, Buckman & Reid, Inc.02-13-2018
Elizabeth Louise CenterMorgan StanleyAXA Advisors, LLC02-15-2018
Kodie S. FridleyMorgan StanleyIndependent Financial Partners02-15-2018
Veronica I CancholaMorgan StanleyJ.P. Morgan Securities LLC$15002-16-2018
Russell Ivan GallenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Michael Stephen AbeliMorgan StanleyE*TRADE Securities LLC02-20-2018
Christopher J BoydMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2018
Katelynn Rae LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
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Showing 1 to 25 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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