Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
Richard Raymond RacofskyMorgan StanleyPruco Securities, LLC.01-18-2018
Kristin M CaseyMorgan StanleyWells Fargo Clearing Services, LLC01-22-2018
Erin Nicole LyonsMorgan StanleyRaymond James Financial Services, Inc.01-22-2018
Kim Stacey WoodsMorgan StanleyEdward Jones01-26-2018
Ani Varghese ThambiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Austin C NeufeldMorgan StanleyNorthwestern Mutual Investment Services, LLC02-01-2018
Jeffrey H GagginMorgan StanleyJG Capital LLC02-08-2018
Mohammed Kamal HossainMorgan StanleyJ.P. Morgan Securities LLC02-08-2018
Susan Marie KellyMorgan StanleyRobert W. Baird & Co. Incorporated02-12-2018
Gabriel E GarciaMorgan StanleyFirst Republic Securities Company, LLC02-13-2018
Kodie Scott FridleyMorgan StanleyIndependent Financial Partners02-15-2018
Russell Ivan GallenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Michael Stephen AbeliMorgan StanleyE*TRADE Securities LLC02-20-2018
Katelynn Rae LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Douglas Merle DirksMorgan StanleyWells Fargo Clearing Services, LLC02-26-2018
John Michael Carroll JrMorgan StanleyBoston Private Wealth03-06-2018
Charles Joseph ReyesMorgan StanleyBankers Life Securities, Inc.03-06-2018
Clayton William McKownMorgan StanleyInfinex Investments, Inc.$2503-07-2018
Christopher David ScharfMorgan StanleyMercer Allied Company, L.P.03-07-2018
Schuyler Allen Bradley Baker IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Richard W MannMorgan StanleyBBVA Securities Inc.03-13-2018
Claire Alexandra SmithMorgan StanleyColumbia Management Investment Distributors, Inc.03-13-2018
Ian Qiaochu WangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
John Vincent KeaneMorgan StanleyUBS Financial Services Inc.03-14-2018
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Showing 1 to 25 of 301 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.