Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron J. SousaMorgan StanleyTD Private Client Wealth LLC$15004-18-2018
Adrianna VargoMorgan StanleyRoyal Alliance Associates, Inc.06-08-2018
Adrienne M. OsorioMorgan StanleyMorgan Stanley06-20-2018
Alex PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alexander SchimertMorgan StanleyLongboard Asset Management05-30-2018
Alias MasudiMorgan StanleyWells Fargo Clearing Services, LLC04-26-2018
Alicia M ItzainaMorgan StanleyWaddell & Reed03-26-2018
Alpha KorngorMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2018
Amado Quiroz Rivera Jr.Morgan StanleyWaddell & Reed$9807-01-2018
Ana Maria AlburquerqueMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Andre J. CoudsiMorgan StanleyFirst Financial Equity Corporation10-24-2018
Andrew Bryan MullenMorgan StanleyWells Fargo Clearing Services, LLC03-23-2018
Andrew Francis RussoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2018
Andrew James ManginMorgan StanleyNexPoint Securities, Inc.10-23-2018
Andrew Spencer HatcherMorgan StanleyWells Fargo Clearing Services, LLC01-04-2019
Andrew Steven ArcherMorgan StanleyUBS Financial Services Inc.$15010-05-2018
Angela Michelle CareyMorgan StanleyRaymond James & Associates, Inc.02-02-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
Ani Varghese Varghese ThambiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Ann Marie Marie WilliamsMorgan StanleySaperston Asset Management, Inc.09-27-2018
Annie Chang EvansMorgan StanleySummerlin Family Wealth, LLC11-29-2018
Anthony Brian GigliottiMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Anthony Dean Lee Jr.Morgan StanleyCharles Schwab & Co., Inc.10-24-2018
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Showing 1 to 25 of 413 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.