Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ani Varghese ThambiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2018
Russell Ivan GallenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Katelynn Rae LynchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
Schuyler Allen Bradley Baker IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Ian Qiaochu WangMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2018
Kimberly Ann OrlandoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2018
Wilfredo Marquis RodriguezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Anthony KelseyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
John J BenignoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2018
Enrico Malpas SantosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2018
Felicia Elaine SpangehlMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-02-2018
Robert E FryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Brian David WoodMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2018
Mavi Djata ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2018
Eric Jonathan ChanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Sharon Yvette PorterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-09-2018
Sheronda Malvina ShepherdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Joshua Lee RegnaudMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2018
Holly Jane ClarkMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Aaron Christopher FraserMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Sayuj MallaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2018
Bradley P KnightMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Ramiro Eduardo RamirezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2018
Nathan George StegmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2018
Edgar A AcostaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2018
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.