Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Michael Carroll JrMorgan StanleyBoston Private Wealth03-06-2018
Claire Alexandra SmithMorgan StanleyColumbia Management Investment Distributors, Inc.03-13-2018
Wilfredo Marquis RodriguezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2018
Gina Marie PalumboMorgan StanleyCitizens Securities, Inc.03-26-2018
Robert E FryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Jason PettinelliMorgan StanleySantander Securities LLC04-16-2018
Aaron James SousaMorgan StanleyTD Private Client Wealth LLC$15004-18-2018
Kyle John RodegherMorgan StanleyDaVinci Capital Management, Inc.09-27-2018
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
suzanne brownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Denise Ann Koran-KlisiewiczMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.