Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lance AlvarezMorgan StanleySilver Leaf Partners, LLC12-13-2018
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Manan Balendra AminMorgan StanleyJ.P. Morgan Securities LLC10-26-2018
Neil Jeffrey LernerMorgan StanleyUBS Financial Services Inc.$10010-19-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Christian ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ruvan Sanjeewa JagodaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Christian F. ConroyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Ann Marie Marie WilliamsMorgan StanleySaperston Asset Management, Inc.09-27-2018
Michael BishayMorgan StanleyJ.P. Morgan Securities LLC$5009-26-2018
Dana Suzanne DerrickMorgan StanleyCadaret, Grant & Co., Inc.09-17-2018
Joseph A MarangielloMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-14-2018
Kyle Anthony MedeirosMorgan StanleyAmeriprise Financial Services, Inc.08-29-2018
Steve Wootaek LeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-24-2018
Jonathan Young KimMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Christopher Scott BentleyMorgan StanleyValMark Securities, Inc.08-20-2018
Scott Paul LamsonMorgan StanleyMorgan Stanley & Co. LLC08-07-2018
Kate Koeun KimMorgan StanleyShinhan Investment America Inc.07-06-2018
Kevin Roberto NunezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2018
Alexander SchimertMorgan StanleyLongboard Asset Management05-30-2018
Oliver Louis SunMorgan StanleyCredit Suisse Securities (USA) LLC05-08-2018
Courtney E BurkeMorgan StanleyAXA Advisors, LLC04-30-2018
Daniel J. KaneMorgan StanleyUBS Financial Services Inc.03-22-2018
John Vincent Keane Jr.Morgan StanleyUBS Financial Services Inc.03-14-2018
Christopher David ScharfMorgan StanleyMercer Allied Company, L.P.03-07-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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