Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John J KirstienMorgan StanleyPrudential Annuities Distributors, Inc10-30-2018
Richard Otto WinklerMorgan StanleyUBS Financial Services Inc.10-26-2018
Thomas M FarringtonMorgan StanleyBay Crest Partners, LLC09-21-2018
Christopher Michael RadkeMorgan StanleyCohen & Steers Securities, LLC09-19-2018
Kathleen Frances FlahertyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Tajai Franklyn SmithMorgan StanleyPruco Securities, LLC.08-06-2018
Wendy D MasseMorgan StanleyNeuberger Berman BD LLC06-18-2018
Jessica N SidaryMorgan StanleyPNC Investments06-15-2018
John Donald McQuarrieMorgan StanleyWells Fargo Clearing Services, LLC06-08-2018
Nicholas James SimakasMorgan StanleyMDT Advisers, A Division of Federated MDTA LLC05-23-2018
Dominick Edward DanieleMorgan StanleyNorthwestern Mutual Investment Services, LLC05-23-2018
James N PritchardMorgan StanleyIndependent Financial Partners04-16-2018
Colin Drew WetzelMorgan StanleyStifel, Nicolaus & Company, Incorporated$5004-04-2018
Joseph Barrett FlanneryMorgan StanleyEquitable Advisors, LLC03-16-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.