Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martha Lynn Grimshaw-KillianPNC InvestmentsPruco Securities, LLC.01-09-2019
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
John Joseph MoriartyPNC InvestmentsPruco Securities, LLC.12-11-2018
Vincent Dennette RatliffPNC InvestmentsM&T Securities, Inc.12-07-2018
David Alan HerbeckPNC InvestmentsSigma Financial Corporation12-03-2018
Joseph HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
Elias J. MellulPNC InvestmentsLeumi Investment Services Inc.11-23-2018
Gregory Lewis VayhingerPNC InvestmentsBMO Harris Financial Advisors, Inc.11-14-2018
Jason Edward ChurchPNC InvestmentsSantander Securities LLC10-29-2018
Andrew Hartselle MearsPNC InvestmentsUBS Financial Services Inc.10-15-2018
Charles MolloyPNC InvestmentsTD Ameritrade, Inc.10-09-2018
Mitchel Maldonado LopezPNC InvestmentsThrivent Investment Management Inc.09-18-2018
Bill Nick PolizosPNC InvestmentsCapital One Investing, LLC07-23-2018
Jason Thomas GrantPNC InvestmentsMML Investors Services, LLC06-19-2018
Christopher J. BranickPNC InvestmentsScottrade, Inc.05-23-2018
Richard K. DysonPNC InvestmentsJ.P. Morgan Securities LLC05-15-2018
Joseph F. GrimsicPNC InvestmentsMML Investors Services, LLC05-15-2018
Paul KuleskaPNC InvestmentsCapital One Investing, LLC05-07-2018
Lindsey Joann MichaelidesPNC InvestmentsJ.P. Morgan Securities LLC04-26-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.04-17-2018
Jose Mario Bunag IIPNC InvestmentsCapital One Investing, LLC04-13-2018
Krist Lee HammargrenPNC InvestmentsCetera Investment Services LLC04-03-2018
Christopher Ryan PerriPNC InvestmentsSunTrust Investment Services, Inc.03-27-2018
Benjamin FreemanPNC InvestmentsAXA Advisors, LLC03-16-2018
Mark Coolidge BoyerPNC InvestmentsLincoln Financial Advisors Corporation02-26-2018
Next Page »

Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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