Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rhonda Joy SchwartzPark Avenue Securities LLCAXA Advisors, LLC12-21-2018
Michael P. LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, Inc.11-01-2018
David John MonkPark Avenue Securities LLCMML Investors Services, LLC$2510-31-2018
Stephen C. TadlockPark Avenue Securities LLCMML Investors Services, LLC$2510-19-2018
Reginald J WheelerPark Avenue Securities LLCGWFS Equities, Inc.10-08-2018
Daniel James LesliePark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC$5010-04-2018
James Douglas Purdie IIPark Avenue Securities LLCForesters Financial Services, Inc.10-02-2018
Kyle R. CutlerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC08-22-2018
Alex John KastrinakisPark Avenue Securities LLCUnited Planners' Financial Services of America A Limited Partner08-21-2018
Henry Hudson NormanPark Avenue Securities LLCMML Investors Services, LLC08-01-2018
Kenneth Eugene Miley Jr.Park Avenue Securities LLCLPL Financial LLC07-05-2018
Meggan Quick PiercePark Avenue Securities LLCFirst Command Financial Planning, Inc.07-02-2018
Christopher Carmen PikePark Avenue Securities LLCRFS Partners06-29-2018
Nicholas Ippolito IIIPark Avenue Securities LLCCalton & Associates, Inc.06-11-2018
John Michael SheltonPark Avenue Securities LLCMML Investors Services, LLC$2506-07-2018
Kurt William ZippPark Avenue Securities LLCWaddell & Reed$2505-31-2018
Luke Elvin Joseph WillPark Avenue Securities LLCWaddell & Reed05-31-2018
Shane Paul MayeuxPark Avenue Securities LLCJ.P. Morgan Securities LLC$5005-25-2018
Shane Robert SchusterPark Avenue Securities LLCMML Investors Services, LLC05-16-2018
Samuel Dov KatzPark Avenue Securities LLCHornor, Townsend & Kent, LLC$5005-10-2018
Andrew Thomas RobersonPark Avenue Securities LLCSecurian Financial Services, Inc.04-30-2018
Joseph L. Lemois Jr.Park Avenue Securities LLCNYLIFE Securities LLC04-16-2018
Herbert Lawrence RosenbergPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC04-11-2018
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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