Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie Catherine Fikus BaumgartnerPruco Securities, LLC.AXA Advisors, LLC01-11-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Mark Nene MagnusenPruco Securities, LLC.Strategic Advisers LLC$10001-16-2018
Kevin Patrick ZeyenPruco Securities, LLC.MML Investors Services, LLC01-16-2018
Russell Wade HagnerPruco Securities, LLC.Voya Financial Advisors, Inc.$10001-17-2018
Michael Alan McdougalPruco Securities, LLC.FBL Marketing Services, LLC01-17-2018
Michael Anthony FisherPruco Securities, LLC.BancWest Investment Services, Inc.$25001-18-2018
Brenda Janel ReynoldsPruco Securities, LLC.Farmers Financial Solutions, LLC01-18-2018
Thomas Herrick SauerPruco Securities, LLC.Waddell & Reed$25001-19-2018
John J. ButlerPruco Securities, LLC.Allstate Financial Services, LLC$50001-19-2018
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed$10001-24-2018
Jean Robert Metayer Jr.Pruco Securities, LLC.Waddell & Reed01-25-2018
Thomas Sutton StaffordPruco Securities, LLC.MML Investors Services, LLC$10001-26-2018
Scott Charles UrquhartPruco Securities, LLC.Allstate Financial Services, LLC01-26-2018
Paul GeymanPruco Securities, LLC.MML Investors Services, LLC$70001-30-2018
Lincoln LaiPruco Securities, LLC.Foresters Financial Services, Inc.01-30-2018
James David MarchPruco Securities, LLC.PFS Investments Inc.01-31-2018
Neal Forrest RobinsonPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-01-2018
John David SavoiePruco Securities, LLC.LPL Financial LLC$10002-01-2018
John Alexander OgrodnickPruco Securities, LLC.Allstate Financial Services, LLC02-01-2018
Timothy James WagnerPruco Securities, LLC.Edward Jones02-06-2018
Brandie Becker OsburnPruco Securities, LLC.Allstate Financial Services, LLC$10002-07-2018
Joshua Lee FarleyPruco Securities, LLC.MWA Financial Services Inc.02-07-2018
Robert Lee GoldingPruco Securities, LLC.MML Investors Services, LLC02-08-2018
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Showing 1 to 25 of 284 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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