Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David George SpencePurshe Kaplan Sterling InvestmentsWealthcare Advisory Partners LLC$5001-02-2019
Kristine Adams BoeltePurshe Kaplan Sterling InvestmentsSummit Brokerage Services, Inc.$2501-02-2019
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
Jeffrey Lynn BurgessPurshe Kaplan Sterling InvestmentsFTB Advisors, Inc.$2511-15-2018
Linda Sue YoungPurshe Kaplan Sterling InvestmentsLPL Financial LLC$15010-29-2018
Jim King MuiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$10010-25-2018
Brian Isadore PultmanPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$50010-18-2018
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
Todd Ashley RosellePurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-02-2018
Brian Jason CarneyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2018
Jarrett Franklin MorrisPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2018
Wally Charles JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-21-2018
Anthony Louis D Arminio Jr.Purshe Kaplan Sterling InvestmentsSummit Equities, Inc.$2509-20-2018
Jonathan William LaturnerPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC09-20-2018
Andrew MossPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
Brian Russell SnersonPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
David Ira FischbachPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5009-19-2018
Frederick Raymond StubbsPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Gregory EspositoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5009-19-2018
Kenneth Dennis DurfeePurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$13809-19-2018
Margaret Jane GorePurshe Kaplan Sterling InvestmentsSUMMIT FINANCIAL RESOURCES INC09-19-2018
Michael Joseph AloiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5009-19-2018
Elizabeth Ann EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10009-14-2018
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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