Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katherine Leigh ShannonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Eric Robert SchwartzPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Mark Laing LichtenfeldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$83201-09-2019
Alexandra Elizabeth McDowallPurshe Kaplan Sterling InvestmentsKey Investment Services LLC01-02-2019
Yvette T. WrightPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC11-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC11-26-2018
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$10011-26-2018
Taylor Alexander NissiPurshe Kaplan Sterling InvestmentsM. S. Howells & Co.11-19-2018
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
Jeffrey Lynn BurgessPurshe Kaplan Sterling InvestmentsFirst Horizon Advisors, Inc.$2511-15-2018
Jim King MuiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$10010-25-2018
Christopher Biggers BlackmonPurshe Kaplan Sterling InvestmentsAtlanta Financial Associates, LLC10-24-2018
Brian Isadore PultmanPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC10-18-2018
Joshua Neal AdkinsPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC10-18-2018
Jonathan David MarkoePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-05-2018
David Christopher BenferPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-05-2018
Matthew James MacnealPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-05-2018
Christopher Tyler DiederichPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-05-2018
Janet Barbara SteigPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$5010-02-2018
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
Gerald F. Jones Jr.Purshe Kaplan Sterling InvestmentsSummit Financial Resources Inc$10010-02-2018
Todd Ashley RosellePurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-02-2018
Brian Jason CarneyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2018
Brian Albert NolanPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc$2509-25-2018
Wally Charles JandoliPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc09-21-2018
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.