Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlton PaceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20001-16-2018
Carlton Brien PaceRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15001-16-2018
Maria Idolina PeraltaRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2018
Gary Anthony BrunoRBC Capital Markets, LLCJ.P. Morgan Securities LLC01-23-2018
Joseph Troy Robert Caiaze Adam Reed James McNairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$60001-24-2018
Joseph Francis TroyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Robert Michael CaiazeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-24-2018
Kumi GoanehRBC Capital Markets, LLCNYLIFE Securities LLC01-24-2018
Kyle Lanning ClementsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2018
William Patrick LangdonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9302-22-2018
John RassierRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-05-2018
Brian James KerwinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Kelly Lynn OatesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-14-2018
Steven NadlerRBC Capital Markets, LLCMorgan Stanley$10003-16-2018
Jennifer Anne MetcalfRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-19-2018
Christy Leone MorrisonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2018
John Angelo MorabitoRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-21-2018
Thomas Patrick CollinsRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-23-2018
Douglas Keys GapperRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-23-2018
Evelyn Alene RhinesRBC Capital Markets, LLCScottrade, Inc.03-23-2018
Gustavo CorteRBC Capital Markets, LLCEquitable Advisors, LLC$15004-02-2018
James P DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25004-05-2018
James Patrick DunnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15004-05-2018
Joni K NelsonRBC Capital Markets, LLCMorgan Stanley$5004-05-2018
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.