Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Horowitz, Shelly DeLucasRaymond JamesJanney Montgomery Scott$10001-18-2018
Richard MitchenRaymond JamesHD Vest Investment Services$24002-28-2018
Matthew Buikema, Michael Oursler, Travis MorseRaymond JamesRaymond James$20003-02-2018
Matthew Buikema, Michael Oursler, Travis MorseRaymond JamesJanney Montgomery Scott$20003-05-2018
Daniel AustinRaymond JamesRBC Wealth Management$10004-09-2018
Matthew DavidsonRaymond JamesSnowden Lane Partners$6007-10-2018
Randy MacNeillRaymond JamesAmeriprise Financial Services, Inc.$10507-24-2018
Josh LordRaymond JamesStifel, Nicolaus & Company, Incorporated$6209-04-2018
Tom LaPorte, Bryan Bertucci, Von HallauerRaymond JamesStifel, Nicolaus & Company, Incorporated$23409-25-2018
Tom QuirkRaymond JamesLPL Financial LLC$20010-30-2018
Rachel HallRaymond JamesStifel, Nicolaus & Company, Incorporated$3311-01-2018
Timothy DijakRaymond JamesAmeriprise Financial Services, Inc.$13911-02-2018
Fred RossRaymond JamesStifel, Nicolaus & Company, Incorporated$6411-12-2018
Bob RubarthRaymond JamesStifel, Nicolaus & Company, Incorporated$5411-12-2018
Lynn Faust, Michael FaustRaymond JamesStifel, Nicolaus & Company, Incorporated$28511-12-2018
Aaron FryeRaymond JamesHilliard Lyons$5511-13-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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