Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon-Paul Harry WitkopRaymond James & Associates, Inc.Algonquin Advisors LLC05-12-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
John Patrick GallucciRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10008-03-2018
Richard Wyman Howells Jr.Raymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5007-16-2018
Robert Dale DukateRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$15006-08-2018
Robert Philip RegentRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.04-20-2018
Jennifer Allison KingRaymond James & Associates, Inc.B. Riley Wealth Management$2508-09-2018
Paul Michael DorseyRaymond James & Associates, Inc.BancWest Investment Services, Inc.$3807-06-2018
John Edward HarrisRaymond James & Associates, Inc.BOK Financial Services, Inc.08-24-2018
Andrew Paul MadlingerRaymond James & Associates, Inc.Boston Private Wealth10-01-2018
Jamie Rene HoganRaymond James & Associates, Inc.Caldwell Advisors, LLC01-04-2019
Janice Margaret WeilandRaymond James & Associates, Inc.Cascade Investment Group, Inc.$15002-09-2018
Julia Theresa CosseRaymond James & Associates, Inc.Cosse' International Securities, Inc.01-31-2018
Camille YorkRaymond James & Associates, Inc.CUNA Brokerage Services, Inc.06-07-2018
Joshua Neil SlusarczykRaymond James & Associates, Inc.E*TRADE Capital Management, LLC01-16-2018
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
Marcus Lee CrewsRaymond James & Associates, Inc.Edward Jones07-17-2018
Karl D. RohrbaughRaymond James & Associates, Inc.Edward Jones$2502-02-2018
Stephen Michael DasteRaymond James & Associates, Inc.FFC Capital Advisors, LLC$1,00003-21-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
Penny L. Di GiovannaRaymond James & Associates, Inc.Halliday Financial, LLC07-06-2018
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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