Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2510-05-2018
Anna Marie BuckhalterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Troy Raymond YenserRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Andrew Paul MadlingerRaymond James & Associates, Inc.Boston Private Wealth10-01-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Kara M ThornRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-27-2018
Bradford Brindley LottRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-27-2018
John Andrews VRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Matthew Alan StrattonRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC$2509-24-2018
Evan David RadmanRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-21-2018
James William DaileyRaymond James & Associates, Inc.Franklin/Templeton Distributors, Inc.09-20-2018
Laura ElfterRaymond James & Associates, Inc.Raymond James Insurance Group, Inc.09-18-2018
Edward KleinmanRaymond James & Associates, Inc.Morgan Stanley$15009-17-2018
Patricia Lynn SansRaymond James & Associates, Inc.Morgan Stanley$15009-14-2018
Timothy Martin HolcombeRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-14-2018
Seraphim M. RineRaymond James & Associates, Inc.Morgan Stanley$5009-14-2018
Perry Martin HolcombeRaymond James & Associates, Inc.UBS Financial Services Inc.09-14-2018
Jessica Vanessa ValeraRaymond James & Associates, Inc.Safra Securities LLC$15009-12-2018
Philip Charles EldemireRaymond James & Associates, Inc.RBC Capital Markets, LLC$20009-10-2018
Sean Walker ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Geoffrey Scott DerberRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Scott David CsakyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-07-2018
Leah Dawn SchwarzRaymond James & Associates, Inc.Edward Jones09-07-2018
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Showing 26 to 50 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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